Mutual funds abound in today’s market, offering a wide range of investment opportunities through portfolio management by a professional investment company. The funds strive to track a particular market index, an industry, geographical region and much more. Classes of mutual fund shares carry varying costs, advantages and disadvantages. FINRA’s helpful overview of various mutual fund topics can be found at http://www.finra.org/Investors/ProtectYourself/InvestorAlerts/MutualFunds/P006022.

Brokers must adhere to their suitability obligations when recommending mutual funds, and must further disclose material facts such as those concerning the fund’s fees, costs and management.

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